Research & Publications

Peer-Reviewed Research

Three papers documenting the theoretical foundations, regulatory mappings, and global economic implications of the HIK deterministic AI governance infrastructure. Published on Zenodo under CC BY 4.0.

01
Architecture · ModelJuly 30, 2026

HIK Architecture — Deterministic AI Governance Infrastructure

Documents the foundational architecture of the HIK SDK: a Zero Trust, Fail-Close cryptographic middleware protocol for deterministic AI governance. The system intercepts every AI interaction at dual policy enforcement gates — before the request reaches the model (Gate 1) and before the response reaches the workflow (Gate 2) — issuing an immutable Sacred Trace™ cryptographic compliance receipt anchored on IPFS and an EVM-compatible blockchain.

Key Contributions

  • Dual-Gate Fail-Close enforcement architecture
  • C2PA 2.3 cryptographic content provenance
  • Blockchain-anchored Merkle root receipts (Polygon / Ethereum)
  • Sub-millisecond policy evaluation latency in production
  • Kubernetes Sidecar · Cloud Run · Chrome Extension deployments

Restricted on Zenodo — metadata is public and indexed. Full paper access is available to HIK subscribers. Contact contact@humaniskind.com to request access.

02
Project MilestoneJuly 31, 2026

A Deterministic Infrastructure Approach to AI Governance and Regulatory Compliance

Presents a formal specification of the HIK deterministic governance middleware, demonstrating how a dual-gate proxy architecture satisfies the transparency obligations of the EU AI Act (Articles 5 and 50), NYC Local Law 144, and GDPR Article 22. Unlike probabilistic content filters, the system provides court-admissible cryptographic compliance receipts at every enforcement event — with sub-50ms gate overhead at the 95th percentile.

Key Contributions

  • EU AI Act Art. 5 & 50 — hard enforcement + cryptographic disclosure
  • NYC Local Law 144 — deterministic PII gate for hiring AI
  • GDPR Art. 22 — verifiable explainability trail for automated decisions
  • GDPR Art. 5(1)(e) — hash-only storage, raw content never persisted
  • Live Stream Kill-Switch demonstrated in real production environments

Restricted on Zenodo — metadata is public and indexed. Full paper access is available to HIK subscribers. Contact contact@humaniskind.com to request access.

03
Project MilestoneJuly 31, 2026

Runtime Enforcement as a Precondition for SEC Approval of a Tokenized ETF

Argues that the SEC's approval of a tokenized exchange-traded fund — where the fund share itself is a programmable on-chain token — is functionally contingent on the existence of deterministic, verifiable runtime enforcement infrastructure at the fund and custody layer. Analyzes global macroeconomic implications including effects on dollar hegemony, emerging market capital flows, DTCC disintermediation, and sovereign wealth portfolio construction.

Key Contributions

  • Transfer Gate — atomic AML/KYC enforcement on every token transfer
  • Position Gate — real-time CFTC position limit enforcement on-chain
  • NAV Gate — cryptographically signed NAV attestation at each calculation
  • OFAC screening as a structural precondition for global USD-token access
  • Multi-regulator receipt tagging: SEC · CFTC · FinCEN simultaneously

Restricted on Zenodo — metadata is public and indexed. Full paper access is available to HIK subscribers. Contact contact@humaniskind.com to request access.

Access Policy

Paper metadata is publicly indexed on Zenodo. Full-text access to the PDFs is restricted to HIK subscribers. Papers are licensed under CC BY 4.0 — free to cite and share with attribution.

Author: Martín Riotorto · Human Is Kind™ © 2026 · Montevideo, Uruguay